Early impressions from Canada v Vavilov

By Sancho McCann · , edited:

The Vavilov frame­work for de­ter­min­ing the stan­dard of re­view. In 2022, the Supreme Court of Canada rec­og­nized a sixth cat­e­go­ry of cor­rect­ness re­view (when courts and ad­min­is­tra­tive bod­ies have con­cur­rent first-in­stance ju­ris­dic­tion), not reflected in this di­a­gram.

Here are some ear­ly thoughts on Canada v Vavilov. In this de­ci­sion, the Supreme Court of Canada pre­sent­ed a re­vised ap­proach for how courts should de­ter­mine the stan­dard of re­view in ju­di­cial re­view.

There are two main take­aways: 1) the new frame­work for se­lect­ing the stan­dard of re­view, and 2) an in-depth ex­pla­na­tion of what rea­son­able­ness re­view means, es­pe­cial­ly its re­la­tion­ship to rea­sons.

But above all of this is a clear ex­pres­sion of how the Court sees the re­la­tion­ship be­tween the ad­min­is­tra­tive state and the ju­di­cia­ry. The Court sees this as a trade—of justification by ad­min­is­tra­tive de­ci­sion mak­ers in ex­change for re­spect from the courts.

On the one hand, courts must rec­og­nize the le­git­i­ma­cy and au­thor­i­ty of ad­min­is­tra­tive de­ci­sion mak­ers with­in their prop­er spheres and adopt an ap­pro­pri­ate pos­ture of re­spect. On the oth­er hand, ad­min­is­tra­tive de­ci­sion mak­ers must adopt a cul­ture of justification and de­mon­strate that their ex­er­cise of del­e­gat­ed pub­lic pow­er can be “justified to cit­i­zens in terms of ra­tio­nal­i­ty and fair­ness”

The Vavilov framework

The start­ing point is a pre­sump­tion of rea­son­able­ness that can be re­butted by ei­ther ex­plic­it leg­isla­tive di­rec­tion or by one of three rule-of-law con­cerns.

Legislative di­rec­tion can come in two forms:

If there is a statu­to­ry right of ap­peal, the court will ap­ply the ap­pel­late stan­dards of re­view from Housen.

The three cat­e­gories of ques­tions that re­but the pre­sump­tion of rea­son­able­ness be­cause of rule-of-law con­cerns are:

That’s it. A pre­sump­tion of rea­son­able­ness re­view with five paths to re­but­tal. The Court has com­plete­ly dis­card­ed the “con­tex­tu­al in­quiry” from Dunsmuir (and pre­vi­ous­ly, Pushpanathan). An as­sess­ment of ex­per­tise is “no longer rel­e­vant to a de­ter­mi­na­tion of the stan­dard of re­view.” Privative claus­es “serve no in­de­pen­dent or ad­di­tion­al func­tion in iden­ti­fy­ing the stan­dard of re­view.” The Court has elim­i­nat­ed true ques­tions of ju­ris­dic­tion as a cat­e­go­ry that would at­tract cor­rect­ness re­view. And, the Court affirmed that in­con­sis­ten­cy, dis­cord, or dis­agree­ment with­in a tri­bunal does not war­rant cor­rect­ness re­view.

In 2022, the Court added a sixth cat­e­go­ry war­rant­i­ng cor­rect­ness re­view: when courts and an ad­min­is­tra­tive body share con­cur­rent first-in­stance ju­ris­dic­tion over a ques­tion of law.

Robust reasonableness

The Court presents a quite ro­bust rea­son­able­ness re­view and a height­ened em­pha­sis on rea­son-giv­ing.

Here, you’ve just got to read the de­ci­sion, I think. It de­scribes a re­la­tion­ship, a feel­ing, an at­ti­tude—what rea­son­able­ness re­view should feel like. But I’ll pull out some quotes that high­light this feel­ing for me.

Paragraph 80, on what rea­son-giv­ing does for the rea­son-giv­er (ci­ta­tions re­moved):

The process of draft­ing rea­sons also nec­es­sar­i­ly en­cour­ages ad­min­is­tra­tive de­ci­sion mak­ers to more care­ful­ly ex­am­ine their own think­ing and to bet­ter ar­tic­u­late their analy­sis in the process. This is what Justice Sharpe de­scribes—al­beit in the ju­di­cial con­text—as the dis­ci­pline of rea­sons.

Paragraph 81, on the pri­ma­cy of rea­sons with­in the rea­son­able­ness re­view:

The start­ing point for our analy­sis is there­fore that where rea­sons are re­quired, they are the pri­ma­ry mech­a­nism by which ad­min­is­tra­tive de­ci­sion mak­ers show that their de­ci­sions are rea­son­able—both to the affected par­ties and to the re­view­ing courts. It fol­lows that the pro­vi­sion of rea­sons for an ad­min­is­tra­tive de­ci­sion may have im­pli­ca­tions for its le­git­i­ma­cy, in­clud­ing in terms both of whether it is pro­ce­du­ral­ly fair and of whether it is sub­stan­tive­ly rea­son­able.

Paragraphs 83–84, on the at­ti­tude or pos­ture that the re­view­ing court should adopt when do­ing rea­son­able­ness re­view and the trade of justification for re­spect that I men­tioned above (ci­ta­tions re­moved):

It fol­lows that the fo­cus of rea­son­able­ness re­view must be on the de­ci­sion ac­tu­al­ly made by the de­ci­sion mak­er, in­clud­ing both the de­ci­sion mak­er’s rea­son­ing process and the out­come. The role of courts in these cir­cum­stances is to re­view, and they are, at least as a gen­er­al rule, to re­frain from de­cid­ing the is­sue them­selves. Accordingly, a court ap­ply­ing the rea­son­able­ness stan­dard does not ask what de­ci­sion it would have made in place of that of the ad­min­is­tra­tive de­ci­sion mak­er, at­tempt to as­cer­tain the “range” of pos­si­ble con­clu­sions that would have been open to the de­ci­sion mak­er, con­duct a de novo analy­sis or seek to de­ter­mine the “cor­rect” so­lu­tion to the prob­lem. ...

As ex­plained above, where the ad­min­is­tra­tive de­ci­sion mak­er has pro­vid­ed writ­ten rea­sons, those rea­sons are the means by which the de­ci­sion mak­er com­mu­ni­cates the ra­tio­nale for its de­ci­sion. A prin­ci­pled ap­proach to rea­son­able­ness re­view is one which puts those rea­sons first. A re­view­ing court must be­gin its in­quiry into the rea­son­able­ness of a de­ci­sion by ex­am­in­ing the rea­sons pro­vid­ed with “re­spect­ful at­ten­tion” and seek­ing to un­der­stand the rea­son­ing process fol­lowed by the de­ci­sion mak­er to ar­rive at its con­clu­sion.

Paragraph 86, em­pha­siz­ing that a rea­son­able out­come is not good enough:

an oth­er­wise rea­son­able out­come also can­not stand if it was reached on an im­prop­er ba­sis

Paragraph 93, on rea­sons as an av­enue for ex­per­tise, as part of the di­a­logue be­tween the ad­min­is­tra­tive state and the courts:

In con­duct­ing rea­son­able­ness re­view, judges should be at­ten­tive to the ap­pli­ca­tion by de­ci­sion mak­ers of spe­cial­ized knowl­edge, as de­mon­strat­ed by their rea­sons. Respectful at­ten­tion to a de­ci­sion mak­er’s de­mon­strat­ed ex­per­tise may re­veal to a re­view­ing court that an out­come that might be puz­zling or coun­ter­in­tu­itive on its face nev­er­the­less ac­cords with the pur­pos­es and prac­ti­cal re­al­i­ties of the rel­e­vant ad­min­is­tra­tive regime and rep­re­sents a rea­son­able ap­proach giv­en the con­se­quences and the op­er­a­tion­al im­pact of the de­ci­sion.

Paragraph 96, em­pha­siz­ing that courts can­not save what would oth­er­wise be a rea­son­able de­ci­sion if it is based in flawed rea­son­ing (ci­ta­tions re­moved):

Even if the out­come of the de­ci­sion could be rea­son­able un­der different cir­cum­stances, it is not open to a re­view­ing court to dis­re­gard the flawed ba­sis for a de­ci­sion and sub­sti­tute its own justification for the out­come. To al­low a re­view­ing court to do so would be to al­low an ad­min­is­tra­tive de­ci­sion mak­er to ab­di­cate its re­spon­si­bil­i­ty to jus­ti­fy to the affected par­ty, in a man­ner that is trans­par­ent and in­tel­li­gi­ble, the ba­sis on which it ar­rived at a par­tic­u­lar con­clu­sion. This would also amount to adopt­ing an ap­proach to rea­son­able­ness re­view fo­cused sole­ly on the out­come of a de­ci­sion, to the ex­clu­sion of the ra­tio­nale for that de­ci­sion.

Dialogue

I’ve al­ready sit­u­at­ed ad­min­is­tra­tive rea­son-giv­ing above in the con­text of a di­a­logue be­tween the ad­min­is­tra­tive state and the ju­di­cia­ry. This de­ci­sion also presents the im­por­tance of com­mu­ni­ca­tion from the courts to the ad­min­is­tra­tive state in that di­a­logue. The de­ci­sion presents courts as “man­agers”, even with­in a rea­son­able­ness re­view.

Paragraph 132 es­pe­cial­ly high­lights this, in the con­text of re­solv­ing per­sis­tent dis­cord with­in a tri­bunal:

While we are not of the view that such a cor­rect­ness cat­e­go­ry is re­quired, we would note that re­view­ing courts have a role to play in man­ag­ing the risk of per­sis­tent­ly dis­cor­dant or con­tra­dic­to­ry le­gal in­ter­pre­ta­tions with­in an ad­min­is­tra­tive body’s de­ci­sions. When ev­i­dence of in­ter­nal dis­agree­ment on le­gal is­sues has been put be­fore a re­view­ing court, the court may find it ap­pro­pri­ate to tele­graph the ex­is­tence of an is­sue in its rea­sons and en­cour­age the use of in­ter­nal ad­min­is­tra­tive struc­tures to re­solve the dis­agree­ment. And if in­ter­nal dis­agree­ment con­tin­ues, it may be­come in­creas­ing­ly difficult for the ad­min­is­tra­tive body to jus­ti­fy de­ci­sions that serve only to pre­serve the dis­cord.

Degrees of deference

The Court con­tin­ues to de­scribe rea­son­able­ness re­view as a sin­gle stan­dard: “el­e­ments of a de­ci­sion’s con­text do not mod­u­late the stan­dard or the de­gree of scruti­ny by the re­view­ing court.” However, I am still not con­vinced that this is de­scrip­tive­ly ac­cu­rate. Even as­pects of this de­ci­sion seem to re­veal vary­ing de­grees of scruti­ny. Paragraph 132, just quot­ed di­rect­ly above, con­tem­plates that in­ter­nal dis­agree­ment “may be­come in­creas­ing­ly difficult” to jus­ti­fy. The Court also says, “Where the im­pact of a de­ci­sion on an in­di­vid­ual’s rights and in­ter­ests is se­vere, the rea­sons pro­vid­ed to that in­di­vid­ual must reflect the stakes.”

The most con­fus­ing sec­tion of this de­ci­sion for me was at para­graphs 115–124, dis­cussing how rea­son­able­ness re­view should be ap­plied to ques­tions of statu­to­ry in­ter­pre­ta­tion. A court is not to do a de novo analy­sis, but the court also is not to al­low the ad­min­is­tra­tive de­ci­sion mak­er to “adopt an in­ter­pre­ta­tion it knows to be in­fe­ri­or— al­beit plau­si­ble—mere­ly be­cause the in­ter­pre­ta­tion in ques­tion ap­pears to be avail­able and is ex­pe­di­ent.” And some­times, the “cor­rect” in­ter­pre­ta­tion will just hap­pen to “be­come clear” to the re­view­ing court (al­though not do­ing a de novo analy­sis). I’d love some help un­der­stand­ing this.